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Regulatory & Monitoring Supervision Unit (RMS)

The main activities of the Regulatory & Monitoring Supervision Unit are:

  • supervising the manner in which the prescribed accountancy bodies regulate and monitor their members;
  • oversee the manner in which the recognised accountancy bodies perform the functions assigned to them under the Companies Act 2014 in relation to statutory auditors and firms (including the operation of their licensing, quality assurance, complaints, investigations, disciplinary and appeals processes);
  • examining the prescribed accountancy bodies’ regulatory and monitoring plans and annual reports;
  • liaising with other countries’ oversight Authorities;
  • the ongoing development of policies and procedures pertaining to the supervision of the profession;
  • assisting the Board to discharge its functions as an advisor to the Minister.